Cipperman Compliance Services is uniquely positioned to assist registered funds and Investment Managers  with their compliance needs.  Our team of 6 compliance professionals has significant industry experience to work with you to design and implement a program that fits your needs.  Cipperman Compliance Services is an affiliate of Cipperman & Company, a law firm focused exclusively on the Investment Management industry.  More and more, fund sponsors and Investment Managers are finding it cost effective to outsource non-investment functions to business partners who are subject matter experts.  

Our team has extensive experience in the investment management business.  All of our professionals have worked for major asset management firms or for service providers to the asset management industry.  Their breadth of experience enables them to bring a "best practices" perspective to the compliance services we provide.

Our professionals truly are experts in their various areas of expertise, having direct experience in the business lines that they support.  Our team not only knows the letter of the law, they can provide a real world perspective on how regulations impact your firm or your fund. 

We are an independent entity who can provide fund sponsors, Boards of Trustees and investors with the confidence that an experienced, independent firm is working to ensure that their funds are in full compliance with regulatory requirements.

We work with our clients to establish a service model that best fits their needs.  We can provide a named CCO and provide the full array of CCO services, or we can work with you to define a specific set of services to support your in-house CCO.

We provide not only the expertise to ensure a quality overall compliance experience, but as an independent entity, we give your board and your investors a third party perspective on regulatory compliance.  Given the visibility of regulatory oversight in today's environment, an independent partner is extremely valuable to fund sponsors and Investment Managers.