Visit Our RESOURCES page to download Todd Cipperman's ICI 2012 GMM presentation, “Regulatory & Enforcement Update 2012”
Get timely, concise, and practical information by becoming part of our e-mail distribution list. You'll receive our daily alerts directly in your inbox.
Cipperman Compliance Services LLC (CCS) is an independent entity offering a third-party perspective on regulatory compliance. Dedicated to client service, we use an integrated approach to upgrade and maximize the effectiveness of your regulatory compliance capabilities program. We work with you to understand which components of your compliance program would benefit from additional resources. And we have a full complement of models to support your compliance needs.
A designated member of CCS’ professional team will serve as your company’s Chief Compliance Officer (CCO). This outsourced CCO will assess and redesign your current compliance program, putting in place a program that will be dynamic and proactive, constantly evaluating regulatory requirements and changes, and making sure that sound policies and procedures are in place and implemented.
Increased regulatory scrutiny has created a challenging compliance environment. With cost, risk and the burden of regulatory compliance becoming increasingly important, there is significant reputational risk in not doing it well. The outsourced CCO, a CCS professional, is a subject-matter expert and a trusted service provider who recognizes that compliance is an ongoing process and not a one-time event.
Outsourcing your compliance tasks to CCS is a time- and cost-effective alternative to hiring a full-time CCO of your own. Consider also that your existing CFO and COO may not have the subject-matter expertise to build and manage a quality compliance program, nor want the responsibility or liability of a role for which they have limited experience – not the best use of your valued professional resources.
As your CCO, we don’t simply consult on compliance issues; we do the work.
If you have a Chief Compliance Officer (CCO) in place, CCS can provide consultative services or perform ad hoc projects to assist your in-house compliance department. CCS will customize a compliance program to support your needs. You benefit from the depth of our bench and experience, leading to a more robust compliance infrastructure.
In today’s complex regulatory environment, an overworked CCO or compliance department can lead to costly oversights and missteps. CCS can relieve your burden by taking on much of the responsibility. Your in-house CCO and compliance department can be confident that no part of their compliance process has been overlooked.
Your existing Chief Compliance Officer (CCO) and in-house compliance department may well be up to the tasks imposed by today’s complex regulatory environment. Perhaps all you need is to be kept up-to-date with manuals and forms. In that case, CCS can provide the tools you need.
CCS professionals are immersed and well-versed in all aspects of compliance issues and procedures, possessing invaluable knowledge gained from years of hands-on practice, and virtually engaged in “continuing education” on a daily basis. At your request, CCS will develop customized materials to create a best-practices compliance framework that addresses your company’s specific compliance needs, keeping you and your staff current on important issues and requirements.
Regulatory compliance is CCS’ only business. Whatever your compliance needs, we’ll provide the solution to fit your business.