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Your resource for delivering outsourced compliance services to registered funds, money managers, alternative investment firms including hedge and private equity funds, and broker-dealers
As an appointed outsourced CCO we provide access to a deep-bench team of compliance resources, demonstrate compliance independence, share liability, and lower costs
Do you assess your regulatory risk the same way that the SEC does? The SEC is more frequently naming and prosecuting individuals, not just companies
Fund Executive to Pay $2.1 Million for Opaque Trading Practices
Cipperman Compliance Services LLC
480 E. Swedesford Road, Suite 300
Wayne, PA 19087
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